SouthWest Water Company
Investor Relations

SEC Filings

Form PRER14A
SOUTHWEST WATER CO filed this Form PRER14A on 06/02/10
Document Outline
Entire Document (3346.2 KB)
Subdocument 1 - PRER14A - PRER14A
Page 1 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Page 2 - N/A
Page 3 - Dear Stockholder:
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Page 5 - SOUTHWEST WATER COMPANY 624 S. Grand Avenue, Suite 2900 Los Angeles, California 90017-3782 (213) 929
Page 6 - IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF STOCKHOLDER
Page 7 - TABLE OF CONTENTS
Page 8 - PROPOSAL 2: ELECTION OF DIRECTORS
Page 9 - OTHER MATTERS
Page 10 - INTRODUCTION
Page 11 - Reasons for the Merger (Page __)
Page 12 - When the Merger Will be Completed (Page __)
Page 13 - Convertible Subordinated Debentures
Page 14 - Termination of the Merger Agreement (Page __)
Page 15 - Long-Term Infrastructure Investment
Page 16 - QUESTIONS AND ANSWERS ABOUT THE MERGER AND ANNUAL MEETING
Page 17 - 6. Q: What will happen to SouthWest Water as a result of the Merger?
Page 18 - 14. Q: Should I send in my stock certificates now?
Page 19 - A:
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Page 21 - PROPOSAL 1: ADOPTION OF THE MERGER AGREEMENT
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Page 33 - Reasons for the Recommendation of the Board of Directors
Page 34 - Opinion of Financial Advisor
Page 35 - N/A
Page 36 - Company Financial Analyses
Page 37 - Selected Companies Range
Page 38 - Illustrative Present Value of Future Share Price Analysis
Page 39 - Transactions Involving Water Utility Companies
Page 40 - Delisting and Deregistration of SouthWest Water Common Stock
Page 41 - Change of Control Severance Agreements
Page 42 - Other Considerations
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Page 44 - N/A
Page 45 - Non-U.S. Persons
Page 46 - Other
Page 47 - Effective Time of the Merger
Page 48 - Company Stock-Based Awards
Page 49 - Representations and Warranties
Page 50 - N/A
Page 51 - Conduct of Our Business Pending the Merger
Page 52 - N/A
Page 53 - N/A
Page 54 - Access to Information
Page 55 - Indemnification and Insurance
Page 56 - N/A
Page 57 - N/A
Page 58 - Common Stock
Page 59 - BENEFICIAL OWNERSHIP TABLE
Page 60 - PROPOSAL 2: ELECTION OF DIRECTORS
Page 61 - Bruce C. Edwards, 56
Page 62 - Mark A. Swatek, 57
Page 63 - GOVERNANCE OF THE COMPANY
Page 64 - Stockholder Recommendations
Page 65 - Confidential Rights, Complaints and Communication with the Board
Page 66 - Audit Committee
Page 67 - Board Leadership
Page 68 - Setting Executive Compensation
Page 69 - N/A
Page 70 - Long-Term Incentive Awards
Page 71 - PCRS — Performance Contingent Restricted Stock
Page 72 - Compensation and Risk
Page 73 - Employee Stock Purchase Plan.
Page 74 - Tax and Accounting Considerations of Executive Compensation
Page 75 - Grants of Plan Based Awards
Page 76 - Option Exercises and Stock Vested
Page 77 - Name and Principal Position
Page 78 - POTENTIAL PAYMENTS UPON POST TERMINATION AS OF DECEMBER 31, 2009
Page 79 - David Stanton, Former Chief Operating Officer and CFO
Page 80 - Director Compensation
Page 81 - Equity Compensation Plan Information
Page 82 - COMPENSATION COMMITTEE REPORT
Page 83 - AUDIT COMMITTEE REPORT
Page 84 - SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Page 85 - Audit Committee Pre-Approval of Audit and Permissible Non-Audit Services of Independent Accountants
Page 86 - N/A
Page 87 - DIRECTIONS
Page 88 - Annex A
Page 89 - TABLE OF CONTENTS
Page 90 - N/A
Page 91 - N/A
Page 92 - AGREEMENT AND PLAN OF MERGER
Page 93 - N/A
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Page 98 - ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY
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Page 120 - ARTICLE V CONDUCT OF BUSINESS PENDING THE MERGER
Page 121 - N/A
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Page 125 - ARTICLE VI ADDITIONAL AGREEMENTS
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Page 133 - ARTICLE VII CONDITIONS TO THE MERGER
Page 134 - N/A
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Page 152 - SW MERGER ACQUISTION CORP.
Page 153 - Annex B
Page 154 - N/A
Page 155 - N/A
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Page 158 - ANNEX C
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